-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, KbbtvRDu+rVo5wXQTscK42VeA2GZNsap9ebO0op+QXY3Sb8p7rQ+nU6EDKdyl7xB KECD02UyBffOVW992U7MvA== 0000350797-94-000026.txt : 19940812 0000350797-94-000026.hdr.sgml : 19940812 ACCESSION NUMBER: 0000350797-94-000026 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940811 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: 6282 IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39408 FILM NUMBER: 94543079 BUSINESS ADDRESS: STREET 1: 24 FEDERAL ST CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: 6282 IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 24 FEDERAL ST CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 SC 13G/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Southwall Technologies (Name of Issuer) Common Stock (Title of Class of Securities) 844909101 (CUSIP Number) 1. Name of Reporting Person Eaton Vance Management #04-3101341 2. Check the appropriate Box if a Member of a Group Group Disclaims 3. SEC use only 4. Citizenship or Place of Organization Boston, Massachusetts 5. Sole Voting Power 6. Shared Voting Power 288,735 shares 7. Sole Dispositive Power 8. Shared Dispositive Power 288,735 shares 9. Aggregate Amount Beneficially Owned by Each Reporting Person 288,735 shares 10. Check Box if Aggregate Amount in Row 9 Excludes Certain Shares 11. Percentage of Class Represented By Amount in Row 9 4.18% 12. Type of Reporting Person Investment Adviser (IA) Amendment 2 to Schedule 13G Item 1(a)Name of Issuer: Southwall Technologies Item 1(b)Address of Issuer's Principal Executive Office: 1029 Corporate Way, Palo Alto, CA 94303 Item 2(a)Name of Person Filing: Eaton Vance Management Item 2(b)Address of Principal Business Office of Person Filing: 24 Federal Street, Boston, Massachusetts 02110 Item 2(c)Citizenship: Boston, Massachusetts Item 2(d)Title of Class of Securities: Common Stock Item 2(e)CUSIP Number 844909101 Item 3 Eligibility to File Schedule 13G: Eaton Vance Management is an investment adviser registered under Section 203 of the Investment Adviser Act of 1940, and acts as investment adviser for a group of investment companies registered under Section 8 of the Investment Company Act of 1940 and a variety of private investment accounts. Item 4 Ownership: (a) As of July 31, 1994 By virtue of new Rule 13d-3(a)(2) under the Securities Exchange Act of 1934, Eaton Vance Management, in its capacity as investment adviser may be deemed the "beneficial owner" of 288,735 shares of the issuer's Common Stock (or 4.18% of the 6,910,000 shares believed to be outstanding), inasmuch as said investment adviser has investment power with respect to such shares. (b) As of July 31, 1994: Eaton Vance Management has the shared power to vote or to direct the vote of 288,735 shares of the issuer's common stock and the shared power to dispose, or direct the disposition of 288,735 shares of the issuer's Common Stock, in its capacity as investment adviser. The above shares are held in a private investment account for which Eaton Vance Management acts as investment adviser and on whose behalf holds the above security position at July 31, 1994. Item 5 Ownership of Five Percent of Less of a Class: This report is being filed to report the fact that as of July 31, 1994 Eaton Vance Management has ceased to be the beneficial owner of more than 5 percent of the common stock of Southwall Technologies. Item 6 Ownership of More than Five Percent on Behalf of Another Person: Not applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable Item 8 Identification and Classification of Members of the Group: Not Applicable Item 9 Notice of Dissolution of Group: Not applicable Item 10 Certification: See below This is Amendment No. 2 to Schedule 13G dated as of January 21, 1994 of Eaton Vance Management. All disclaimers set forth in the previous filings are incorporated herein by reference. SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, Eaton Vance Management certifies that the information set forth in this Amendment is true, complete and correct. EATON VANCE MANAGEMENT Douglas C. Miller Assistant Vice President August 2, 1994 -----END PRIVACY-ENHANCED MESSAGE-----